Senior Vice President Head Of Compliance Private Banking Wealth And TGM

- The Head of Private Banking and Wealth Compliance will be responsible for leading and building a Compliance Unit covering policy and appetite setting, advisory, support and oversight for Treasury and Global Markets Business, Private Banking and Wealth compliance advisory framework across Mashreq Bank, Mashreq Capital, Mashreq Securities and any related entities / subsidiaries in the UAE and globally.
- The role-holder will provide support on end to end programme for TGM, PvB and Wealth, from inputting to strategy setting by Business, providing advisory and challenge on end to end controls including onboarding, due diligence, understanding of the business and regulatory landscape, advisory on new product development and cross-border channels. The role discharge the 2nd line compliance risk stewardship for these businesses in the UAE and cross border / global activities.
- The role requires a deep understanding of local and international financial regulations, a proven track record in building and maintaining robust compliance frameworks, and the ability to lead a diverse team in a dynamic and evolving regulatory landscape. The successful candidate will ensure the firm adheres to all applicable laws, regulations, and internal policies, mitigating compliance risks and fostering a strong culture of integrity and ethical conduct.