Compliance Executive

Designation – Compliance Executive

Location - Mumbai

Responsibilities -

1. Ensure timely compliance with Companies Act, SEBI LODR, FEMA , and other applicable corporate laws

2. Manage e-filings and submissions with MCA, ROC and Subsidiaries companies of listed company

3. Draft and maintain board and committee documentation including agendas, notices, minutes, and resolutions

4. Draft Board and Committee meetings (Audit, NRC, CSR, etc.), and prepare director disclosures, declarations, and reports

5. Maintain statutory registers and records, and support in preparation of annual reports and other documentation

6. Oversee Structured Digital Database (SDD) and trading window closures, ensuring compliance with SEBI LODR provisions (Reg. 23 – RPT, Reg. 30 – material events, etc.)

7. Liaise with statutory, internal, cost, & secretarial auditors for audits and related reviews 8. Manage shareholder communications effectively

Requirements -

1) Excellent communication skills.

2)Semi - Qualified/Qualified CS candidates appearing in Dec/June CS Exams

3) Fresh CS Members with a valid membership number

4) Able to work independently and as part of a team in a fast-paced environment.