Compliance-Bengaluru-Senior Analyst-Business Unit Compliance

Job Description

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. Youll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

YOUR IMPACT

You will work as part of the Investment Banking (“IB”) Compliance which primarily supports the firm’s Investment Banking with business, regulatory, legal and compliance matters. In addition to working collaboratively with fellow team members and global counterparts in Investment Banking Compliance, the candidate will regularly interact with Investment Banking business professionals, other compliance teams and other Goldman Sachs departments, including Legal, Internal Audit, Finance, Operations, Technology and the Conflicts Resolution Group. IB Compliance is seeking a proactive, technology oriented and efficiency focused analyst level compliance professional to join our global team. You will be based in Bengaluru and will work closely with a dynamic team of IB Compliance colleagues around the world.

How You Will Fulfill Your Potential

• Provide advice and compliance oversight to Investment Baking personnel including assessing regulatory and reputational risks, and significant business changes affecting the firm
• Create new and enhance existing monitoring, testing, and controls to verify adherence to laws, regulations and firm policies and procedures. Assess and determine how to mitigate risk to the firm by analyzing transactional processes used in the Investment Banking businesses and reviewing the activities and actions of individual bankers.
• Assist in the design and delivery of live and online training intended to educate Investment Banking personnel on compliance and regulatory requirements
• Ensure that appropriate policies and procedures are in place for the Investment Banking businesses. Drive completion of updates and the creation of new policies in response to regulatory drivers, external factors and business changes while working closely with Legal and business personnel.
• Assist global Investment Banking Compliance in responding to regulatory inquiries and investigations, as well as requests from the firm’s auditors
  
  

Preferred Qualifications

• Bachelor’s degree or equivalent
• 2+ years of work experience in compliance, law, risk management or operations, preferably in the finance industry
• Excellent written and verbal communication skills
• Strong intellectual curiosity and interest in Investment Banking transactions
• Ability to interface daily and build relationships with a range of senior colleagues and peers
• Strong project management, analytical, and functional skills
• Ability to prioritize multiple tasks and meet deadlines with attention to detail and outstanding execution
• A proactive team player, who enjoys working collaboratively to find solutions, but is also capable of overseeing projects independently and driving them to completion
• Highly motivated, reliable, and accountable
• Strong investigative and problem-solving skills with the ability to exercise sound and balanced judgment and challenge when needed
• MS Office proficiency: advanced knowledge of PowerPoint and Excel is preferred
• Possess effective interpersonal and communication skills
  
  

About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. Were committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

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