US IB Operations Reporting Analyst

Your role

Do you thrive in a fast-paced environment, as someone who can balance supporting business growth and an evolving regulatory environment whilst demanding high-standards of control and risk management? Do you have an appetite to understand the front-to-back flow to come up with creative ways to manage risk and improve efficiency?

We’re looking for a US IB Operations Reporting Analyst to:

• Work closely with front office, Operations, Technology, Finance, Compliance and Regulatory Affairs to ensure operational and regulatory risk is managed appropriately
• Perform adherence testing of procedure and controls and deep dives on operational risk events
• Assist with internal and external audit inquiries impacting the Broker Dealer
• Proactively identify and address risks and issues
• Challenge the status quo and seek opportunities for process efficiency and automation across the front to back
  
  

Detailed salary information:

• New York: the salary range for this role is $80000 to $100000
  
  

The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Job Type

Full Time

Job Reference #

330387BR

City

New York

Your team

You’ll be working in the US Investment Bank Operations division Broker Dealer governance team to manage risks and improve efficiency in IB Operations.

Your expertise

• Experience performing Broker Dealer/Banking industry regulated processes and/or controls
• Ability to build and retain relationships with clients, stakeholders and the team
• Ability to think creatively and think logically to solve problems
• Experience in risk assessment, control design and implementation
• Ability to proactively escalate issues and risks
• Experience with adherence testing and/or audits of critical processes and controls
• Interested in digitalization and have an affinity with technology
• Strong attention to details
• Excel, PowerPoint, or Alteryx experience
• Strong communication skills
  
  

About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

US Only: The expected salary range for this role is $80000 to $100000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.

Join us

At UBS, we know that its our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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