Compliance Testing Analyst

We’re looking for a Compliance Testing Analyst to join our Integrated Compliance Services team at MBPS. In this role, you are responsible for providing support in carrying out Distribution Compliance Controls Testing and monitoring functions in Asia. In this role, you are expected to support and implement the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices.

Position Responsibilities:

• Supporting and implementing the annual testing plan approved and providing feasible solutions to address issues identified or recommendations to improve the business process and setting up best practices.
• Kick-off, preparation of detailed testing templates, questionnaires, gathering of information and data from the testing subjects for review and analytics, follow up questions and outstanding information, creating high quality working papers and drafting of testing reports.
• Assisting the preparation of training materials and presentation deck to management when required.
• Research regulations by reviewing regulatory bulletins and other sources of information.
• Maintains good working relationship with regulatory personnel and stakeholders by consistent communication and in resolving concerns.
• Plans and coordinates operational activities and guarantees compliance with rules and regulations.
• Document workflows and process narratives of testing activities being performed.
• Other ad-hoc compliance testing request arising from the immediate supervisor, market being supported or Asia Segment Compliance.

Required Qualifications:

• 2-3 years of experience in Compliance, testing, banking, internal or external audit background
• College/University Degree and/or equivalent experience in Accounting, Legal, Finance, Business or related fields

Preferred Qualifications:

• Any related financial services experience.
• Background on insurance operations, sales, insurance agency (or tied agency), or auditing an insurance agency/firm.
• Experience in investment management
• Solid written and verbal communication skills. Use these skills while working with BU partners and with different levels of the organization.
• Solid technology skills; knowledge of or ability to learn applicable compliance or business systems

When you join our team:

• We’ll empower you to learn and grow the career you want.
• We’ll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
• As part of our global team, we’ll support you in shaping the future you want to see.