Compliance Testing Associate - Compliance ShopeePay

Job Description

The Compliance Testing Officer will perform AML and Regulatory compliance assurance based on the approved Compliance Testing Plan and ad-hoc testing as the need arise.

• Responsible for conducting periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.
• Duties include developing, enhancing and/or executing AML and Regulatory testing plans, assessment of related regulatory and control requirements and documenting testing results and findings.
• Communicates testing results to the relevant stakeholders (i.e., senior management).
• Assists in the implementation of remedial actions to strengthen the organization’s compliance programs.
• Monitors implementation of action plans resulting from the compliance testing activity to ensure remediation.
• Other related tasks to be assigned by the immediate superior.
  
  

• Bachelor's Degree / 4-Year Course Graduate
• At least 3-6 years of experience
• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS)
• Understanding of Compliance Testing Methodologies
• Ability to provide sound judgment during review and/or investigation
• Adequate knowledge of the financial services processes and relevant regulatory requirements (e.g., BSP Issuances)
• Must be proficient in communicating with other stakeholders
• Able to work with minimal supervision