Compliance Officer

Report discriminatory job ad to TAFEP

Roles & Responsibilities

Full-time on site

This is a key role, based in Singapore, working within a rapidly growing global commodities brokerage firm headquartered in London. The role requires a range of compliance skills and knowledge, theability to manage priorities, and to quickly become familiar with new compliance requirements.

The Role Involves, But Is Not Limited To

• Primarily, compliance advisory for thebrokers and Operations team in Singapore
• Working closely with the Londoncompliance team to support compliance with the firm’s regulatory monitoringrequirements, including:
• Review of late trade reports andfollow-up as appropriate
• Monthly monitoring of trades (audittrails/trade reconstructions)
• Communications monitoring
• Conducting regulatory certification /registration processes in compliance with FCA/NFA requirements
• Maintenance of all relevant complianceregisters, records, and files
• Assisting with responses to regulatoryinquiries
• Additional ad hoc projects and work asrequested by the Senior Compliance Officer or Senior Management
  
  

• Minimum of 3 years complianceexperience in the financial services industry, preferably within aninstitutional brokerage environment.
• An understanding of commodityderivative products is essential; in particular, oil markets
• Good knowledge and understanding of:
• FCA regulations, preferably CFTC/NFArules as well
• ICE and CME exchange rules,particularly as they pertain to block futures trades
• Strong communication skills, bothwritten and verbal
• Strong interpersonal skills and apositive ‘can-do’ attitude
• Good time management andprioritization skills
• Ability to work in a fast-pacedenvironment
• Strong analytical skills andattention to detail