Manager - Compliance And Audit - CAD - Developer Finance - Credit - Mumbai - Lodha I-Think Techno Campus - JM

Job Purpose
• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities
Core Responsibilities:
Compliance Management
•    Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.
•    Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.
•    Review developer finance transactions, disbursements, and documentation for compliance completeness.
•    Identify compliance gaps and drive corrective and preventive actions.
•    Maintain compliance trackers, audit observations, and closure reports.
Audit & Control Assurance
•    Plan and execute periodic audits of developer finance processes and controls.
•    Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.
•    Conduct risk-based reviews and process audits to identify control weaknesses.
•    Track audit findings and ensure timely implementation of remediation plans.
•    Prepare audit reports and present findings to management.
Risk Management
•    Assess operational, financial, and compliance risks within developer finance processes.
•    Develop and implement risk mitigation strategies.
•    Ensure adequate controls are established for new processes, products, and regulatory requirements.
•    Monitor key risk indicators and report exceptions.
Documentation & Governance
•    Review and validate legal, financial, and operational documentation related to developer financing.
•    Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications
Graduate : Yes
Masters/Postgraduate: Yes