Deputy Unit Manager - Compliance

Location Name: Pune Corporate Office - PTP

Job Purpose

The Role holder will be responsible for ensuring compliance with RBI regulations, assisting in regulatory inspections, and liaising with internal and group-level stakeholders

Duties And Responsibilities

•  Coordinate and manage inspections conducted by the Department of Supervision, DPSS (Department of Payment and Settlement Systems), CSITE (Cyber Security and Information Technology Examination), and Regulatory Studies.
•  Ensure all regulatory requirements are met and maintained.
•  Prepare for regulatory inspections by gathering necessary documentation and data.
•  Address issues identified during inspections.
•  Ensure timely and accurate submission of all required data and documentation to regulatory bodies.
•  Maintain up-to-date records and ensure compliance with all regulatory deadlines.
  
  
  

Key Decisions / Dimensions

•  Check data/ information received from internal stakeholders before submission to Regulators
•  Prioritization of work and tasks as per situations and requirements
•  Co-ordination with stakeholders and submitting on various tool requirement
•   INTERACTIONS
  
  
  

(Key working relationships a job holder needs to have INSIDE and OUTSIDE the company to accomplish the job)

Internal Clients

Roles you need to interact with inside the organization to enable success in your day to day work 

• Liaison with the Internal stakeholders for obtaining data/ information to be provided to regulators
• Continuous engagement and work with key horizontal functions like Finance, Risk, Treasury, Operations, etc
  
  
  

External Clients

Roles you need to interact with outside the organization to enable success in your day to day work 

• Liaison with the RBI & Group level stakeholders for regulatory and statutory compliance issues, if required| Total Team Size: 0
  
  
  

 Number of Direct Reports: 0

 Number of Indirect Reports: 0

 Number of Outsourced employees: 0

 Number of locations: At HO

 Number of products: Horizontal

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