AML Transaction Monitoring Specialist AO

Your role

We’re looking for an AML transaction monitoring specialist to:

• Act as our in-house anti–money laundering transaction monitoring subject-matter expert
• To analyse and investigate Anti-Money Laundering (AML) alerts as flagged by the monitoring system
• Identify risks and constructively challenge risks, controls and processes
• Support ongoing client, regulatory and audit requirements on regular and ad-hoc basis
• Contribute to risk assessments, management reporting and data analytics
• Execute routine periodic manual controls in line with the Global MS&C Minimum Control Standards (GMMCS) framework and local regulatory requirements where applicable
  
  

Job Type

Full Time

Job Reference #

333404BR

City

Pune

Your team

You’ll be working in the AML transaction monitoring team in India (Pune). Were responsible for preventing and managing transaction compliance and risk. As an AML transaction monitoring specialist, you’ll play an important role in making sure we create an environment where circumventing AML regulations and fraud is difficult to perpetrate and liable to detection at the earliest opportunity in order to protect our clients, assets, and services and reputation of the UBS brand.

We are the 2nd Line of defense to ensure our client transactions are not linked to or used for money laundering or terrorist financing and to meet regulatory expectations in each of the jurisdictions that we operate in.

Your expertise

• 7-10 years of previous experience in AML risk management & investigations, audit or compliance
• Prior experience in transaction monitoring
• Good understanding of the Wealth Management / Private Banking industry is preferred
• Hands-on experience using monitoring systems, including Actimize
• Experience interacting with the middle and front offices to minimize and resolve risks
• Proficient with MS Office, particularly Excel
• Experience in business intelligence, automation or analytics software such as Alteryx, Tableau and Power BI will be an advantage.
• Good report writing skills
• Good communication and interpersonal skills
• Meticulous and strong analytical skills
• Adaptable and organized with a positive can-do attitude
• Self-motivator and starter who can work independently
  
  

About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that its our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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