Unit Manager - Operations And Service

Location Name: Pune Corporate Office - Mantri

Job Purpose

•  Ensure alignment with AML/CFT regulations including PMLA, CFT requirements, sanctions screening, KYC/CDD/EDD standards, and reporting. Translate regulatory guidelines into actionable workflows and ensure strong controls.
•  Conduct audit and testing of critical AML risk rating models, design and deploy QA/QC controls for ensuring efficacy of transaction monitoring rules
•  Auditing AML rules/scenarios, validating transaction monitoring logic, and conducting data-driven audits across large and complex datasets to ensure regulatory compliance and operational effectiveness.
  
  
  

•  Perform end-to-end audit of transaction monitoring rules across systems
•  Evaluate rule performance across customer segments, risk categories, and product types.
•  Execute audits using large, complex, multi-source datasets
•  Identify data quality breakdowns, missing attributes, or inconsistent processing across systems.
•  Validate and assess accuracy of data feeds into AML monitoring.
•  Audit Documentation, SOP and Reporting
•  Support in developing and implementing an effective compliance program related to KYC / AML to meet the regulatory expectations of the authorities, e.g. RBI, on a regular basis
•  Ensure AML rules and controls align with FATF guidance, FIU-IND, RBI
•  Work closely with IT, Compliance, Data Engineering, and Model Governance teams
•  Support closure of audit findings and track progress of remediation actions.
  
  
  

•  Bachelor’s or Master’s in Engineering / Computer Science / Finance
•  4–7 years in Audit, Analytics, transaction monitoring, or data assurance.
•  Experience working with large datasets using SQL and Python.
•  Strong knowledge of data warehouse structures
•  Experience in dashboards: Power BI / Tableau.
•  Ability to interpret Regulatory requirements
•  Applicant should possess advance MS Excel, MS Power-point knowledge
•  Awareness of regulatory expectations for testing, model governance, and audit standards
•  Ability to work independently and accomplish the task assigned
•  Collaborative work style to engage with peers & colleagues in other functions across the company
•  High motivational levels and a self-starter.
•  Should possess the below skill sets: - Strong Analytical skills, Good written and verbal communication, Good Interpersonal Skills, Influencing skills