Lead - Compliance Senior Lead - Compliance

Location Name: Pune Corporate Office - PTP

Job Purpose

Compliance testing Perform Compliance testing of various products and processes. Determine scope & testing methodology in line with the Compliance testing plan, perform testing, discuss & obtain responses with action plan and present the results to Senior Management.

Duties And Responsibilities

Data analytics- Compliance Monitoring and Testing

Compliance Function plays a central role in identifying the level of Compliance risk in the organization. The compliance function comprises of Regulatory correspondence team, Advisory team and Compliance Monitoring & Testing (CMT) team. The incumbent will be part of data analysis team under CMT team to build the data analysis capabilities within compliance function.

Key Responsibilities

•  Lead and develop a team of analysts by providing guidance on data tools, analytical methodologies, and problem solving approaches.
•  Ensure accuracy, consistency, and compliance with regulatory expectations.
•  Implement SQL scripts, dashboards, and automated processes, including version control and change management practices.
•  Translate complex analytical findings into clear, actionable insights for non technical stakeholders.
•  Identify opportunities for process optimization and lead automation initiatives using advanced tools (Python, Power BI automation, SQL enhancements, AI/ML where applicable).
•  Ensure timely delivery of scheduled and ad-hoc reporting requirements from the team.
•  Collect, clean, and analyze large datasets from multiple sources.
•  Perform data validation and ensure accuracy of reports.
•  Collaborate with cross-functional teams to understand business requirements and deliver data-driven solutions.
•  Identify trends, patterns, and anomalies in data to provide actionable insights.
•  Prepare regular and ad-hoc reports for stakeholders
•  Collaborate with compliance team and other stakeholders to design and implement standard reports, exception reports/SQLs etc that support compliance team for planning, execution, and reporting.
•  Develop Compliance dashboards, to support both periodic testing and continuous monitoring.
•  Communicating data structure with compliance team to help them plan their data requirements
•  Build analytical capabilities across the Compliance team, including training on tools, data literacy, and emerging technologies
  
  
  

•  BFL is a fast-paced growing organization with multiple business lines and product families. The business processes are changing at a very fast pace, so it is important to keep oneself updated and in fact, try to think ahead of the business.
•  The compliance requirements are complex and ever evolving hence the need for constant learning and keeping updated of industry developments.
  
  
  

•  Bachelor’s degree in computer science, Statistics, Mathematics, or related field.
•  6-8 years of experience in data analysis or a similar role.
  
  
  

•  Proficiency in SQL for querying and managing relational databases.
•  Advanced knowledge of Microsoft Excel (Pivot Tables, VLOOKUP, formulas, etc.).
•  Proficiency with Data Visualization tools (Power BI, Tableau, or equivalent).
•  Knowledge of Python or R for data analysis.
•  Strong analytical and problem-solving skills.
•  Good communication and presentation skills.
•  Familiarity with data warehousing concepts.
•  Understanding of business KPIs and metrics.