Back to listing

Senior Manager - Compliance - Mumbai - Lower Parel

Talentmate

India

19th August 2026

2608-37602-270

Job Description

Maintenance of compliance framework in line with the Regulatory Requirements
Ensuring compliance on an ongoing basis with the various Regulatory Guidelines, Acts, etc
To introduce and sustain good practices relating to the Compliance framework.
Ensuring that the regulatory requirements are complied with while reviewing various policies, programs and various products & business processes
To facilitate preventive measures for mitigating compliance risk resulting in material financial loss or loss to reputation, for the Company.
To introduce a healthy compliance culture within the Company so that governing laws, rules, and regulations are effectively complied with

Oversee, co-ordinate and monitor the day-to-day compliance activities of the organization
Ensuring timely dissemination of Regulatory guidelines highlighting the aspects of the guidelines together with the action points emanating from the guidelines
Help Senior Management and the Audit Committee of Board (ACB) in recognizing and mitigating the compliance risks in the Company.
Keeping the senior management and concerned stakeholders updated on the new circulars, amendments to existing circulars etc.
Advising and assisting on compliance related aspects during new product launches / changes in existing product lines.
Timely resolution of queries raised by Internal stakeholders on compliance related aspects wherever require
Ensuring compliance with the company’s internal policies and procedures
Testing of compliances as per periodicity mentioned in the Compliance Testing Plan
Conducting and facilitating AML Committee meeting and ensuring necessary reporting requirements.
Liasioning with Inspection team and co-ordinating with various stakeholders across the Company during the Regulatory inspection for smooth conduct of the inspection .
Assisting various team / stakeholders in rectifying deficiency / implementing recommendations of the regulator pointed in inspection.
Attending to Internal Audit queries or requirements and defining IFC and ensuring compliance to their observations thereof.
Development of training modules on various compliance related aspects. and onduct training sessions on compliance related aspects at appropriate forums

Qualifications & Experience:

CA/CS/MBA finance
4-5 years of related experience in the compliance function with an NBFC or a Bank
Practical and working knowledge of Regulatory compliances in NBFC / Banking sector
Good interpersonal skills with strong oral and written communication skills
Strong analytical skills with an eye for details and controls
Commitment and energy to work with a high growth paced and dynamic organization.

Job Details

Role Level:	Associate	Work Type:	Full-Time
Country:	India	City:	Mumbai ,Maharashtra
Company Website:	http://www.tatacapital.com	Job Function:	Legal & Compliance
Company Industry/ Sector:	Financial Services

What We Offer

About the Company

Searching, interviewing and hiring are all part of the professional life. The TALENTMATE Portal idea is to fill and help professionals doing one of them by bringing together the requisites under One Roof. Whether you're hunting for your Next Job Opportunity or Looking for Potential Employers, we're here to lend you a Helping Hand.

Report

Disclaimer: talentmate.com is only a platform to bring jobseekers & employers together. Applicants are advised to research the bonafides of the prospective employer independently. We do NOT endorse any requests for money payments and strictly advice against sharing personal or bank related information. We also recommend you visit Security Advice for more information. If you suspect any fraud or malpractice, email us at abuse@talentmate.com.