Assistant Vice President-Operations

Position Purpose

To handle the Cash Operations & KYC

Responsibilities

Direct Responsibilities

• Responsible for Institutional KYC, Empanelment, UCC leading to Client Static Data updation as per internal process.
• Coordinate with all parties involved with respect to the Cash Equity business.
• Responsible for quality and control of the processes –
• Ensure accurate trade bookings, confirmations and settlement processes.
• Ensure accurate updation of Static Data.
• Ensure efficient management of settlement flows
• Implement & improve all reconciliation processes related to Cash equity trades like trades, commission, confirmations, STP etc.
• Prepare & maintain SOPs to achieve the highest possible quality for the client & audit.
• Set up & review daily all first level controls & ensure their efficiency & accuracy & review the Related checklist /task lists periodically and sign off
• Ensure timely, accurate and user friendly MIS and develop new formats of Presentation
• Check brokerage receivables and control on possible revenue leakages.
• Responsible for ensuring that Operational risks is controlled & work is carried out in accordance with local regulations.
• Bring Direct contribution to BNPP operational permanent control framework
• Minimize operational failure, including but not exclusively the risk of fraud by helping to devise and by implementing sufficient regular controls
• Ensure appropriate escalation to management and/or permanent control (or compliance as appropriate) as soon as issue is identified.
  
  

Anti-Money Laundering / Financial Sanctions "AML/FS") related duties:

Operations are an integral part of the control framework including AML/FS topics. In that respect, in performing your role you are expected to ensure adherence to AML/FS-related Local requirements, Group Policies and execution of associated operational controls, and to promptly escalate any resulting hit for analysis and decision to the relevant authority.

Contributing Responsibilities

• Comply with internal and external regulatory and compliance requirements
• Comply with the BNPP standards of Code of Conduct
• Comply with the BNPP IT Security policies
  
  

Specific Qualifications (if Required)

Experience on Listed Equity and Currency as a Trading and Clearing member will also be an added advantage

About BNP Paribas Group

As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and institutional banking, wealth management, asset management and insurance.

We passionately embrace diversity and are committed to fostering an inclusive workplace where all employees are valued and encourage applicants of all backgrounds, including diversity of origin, age, gender, sexual orientation, gender identity, religion applicants who may be living with a disability. We have a number of internal employee networks in place to empower our staff to act and challenge the status quo.

• BNP Paribas PRIDE is highly active in favour of the LGBTQIA+ community
• BNP Paribas MixCity which fosters better representation of women at all levels of the organization
• Ability, the mutual aid network for employees with a disability or a disabling or chronic illness
• BNP Paribas CulturAll which celebrates diverse backgrounds
  
  

BNP is committed to financing a carbon-neutral economy by 2050. The Group is a founding member of the Net-Zero Banking Alliance and has set up its own Low Carbon Transition Group to support its clients through their energy transitions.

https://careers.apac.bnpparibas/

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Award Obtained

BNPP has won Top employer Europe award in a 10th consecutive year

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