Executive - Account Opening

Jainam Broking Limited

• 1 hour ago
  
  

Location

SNS

Department

Account Opening - JBL

Employment Type

Apprentice

Applications Received

1

Closes On

28 Jan, 2026

Job Summary

The KYC Apprentice will support the KYC and Compliance team in onboarding clients and maintaining regulatory compliance as per SEBI, NSE/BSE, and other applicable regulations. This role is ideal for candidates looking to build a career in financial services, compliance, and operations within a stock broking environment.

Key Responsibilities

• Assist in client onboarding and KYC documentation verification (individual & non-individual clients)
• Verify client documents such as PAN, Aadhaar, address proof, bank proof, and photographs
• Perform data entry and validation in KYC systems and back-office software
• Support CKYC uploads, KRA checks, and modifications
• Ensure KYC records comply with SEBI, AML, and internal compliance policies
• Coordinate with clients, relationship managers, and internal teams for pending or incorrect documentation
• Maintain proper records, logs, and audit trails
• Assist in periodic KYC reviews and re-KYC processes
• Handle basic client queries related to KYC requirements
• Support the team during internal and external audits
  
  

Eligibility Criteria

• Graduate or pursuing graduation in Commerce, Finance, Business Administration, or related fields
• Freshers are welcome; prior internship experience in BFSI is an advantage
• Basic understanding of stock market operations and financial products is preferred
  
  

Skills & Competencies

• Basic knowledge of KYC, AML, and compliance norms
• Attention to detail and accuracy
• Good communication and coordination skills
• Proficiency in MS Excel, Word, and basic computer applications
• Ability to handle confidential information responsibly
• Willingness to learn regulatory frameworks and processes
  
  

Learning & Development Opportunities

• Hands-on exposure to KYC & Compliance operations in a stock broking firm
• Understanding of SEBI regulations, client onboarding, and brokerage operations
• Mentorship from experienced compliance professionals
• Certificate/Experience Letter upon successful completion

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