Senior Analyst Compliance Automation

Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them.

Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself.

Senior Analyst Compliance Process Automation is responsible for building and enhancing reporting and data solutions for regulatory strategy, insurance compliance, and testing teams within compliance. The Analyst needs technical know-how to code and build the queries, automation processes, and reports themselves, as well as drive strategic initiatives and best practices across the department.

Essential Functions

• Responsible for project work related to automation opportunities and internal process modernization, with an emphasis on technical process enhancements. This includes developing and writing system specific message files to support processes using Alteryx, robotics, and other tools available.
• Develop new data analytics and reporting tools in areas such as compliance testing and inspections, insurance compliance, and regulatory examinations and engagements.
• Work as needed with internal IT and systems development resources to research process flow issues in compliance and make recommendations for system enhancements.
• Mentor team members to build on their experience and efficiency.
• Establish and maintain procedures and best practices for the organization, including reviewing, recommending, and implementing changes to improve processes and workflow.
  
  

Qualifications

• Bachelor’s Degree in Computer Science/Information Systems, Finance or Accounting, or equivalent experience.
• 5-10 years working at a financial firm, ideally in technical/reporting or compliance capacity.
• General familiarity and understanding of regulatory and compliance requirements.
• Experience and proficiency working with different financial database technologies for analytical and reporting needs.
• Experience working with and understanding the needs of stakeholders from different areas of the firm (compliance, legal, operations).
• Advanced proficiency with data analytics, automation, and business intelligence tools, including Alteryx, Excel, Access, and PowerPoint. Power BI.
• Experiencing using artificial intelligence-enabled software, including building custom GPTs, to create efficiencies in processes and workflows.
• Ability and capacity to transition and learn others as needed.
• Coding abilities using SQL, VBA, Python, Power Query, DAX. Ability and capacity to transition and learn others as needed.
  
  

This job description is not intended to be an exhaustive list of all duties, responsibilities and qualifications of the job. The employer has the right to revise this job description at any time. You will be evaluated in part based on your performance of the responsibilities and/or tasks listed in this job description. You may be required perform other duties that are not included on this job description. The job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason.

We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age, race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.

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