Platform And Regulatory Oversight Manager

Some Careers Have More Impact Than Others.

If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Platform and Regulatory Oversight Manager

In This Role, You Will

• Manage through oversight, maintenance of associated regulatory development frameworks and a continued close alignment with Regulatory Compliance colleagues for ongoing assessment and implementation of regulatory development activity.
• Management of activities required to meet regulatory obligations, such as Liens and Costs & Charges Ex Ante production, Failed Trade Oversight Framework, Sanctions Management, Best Execution and others.
• Provide oversight and maintain robust control frameworks under which Product Management & Governance team perform activities linked to material risks.
• Management of continuous monitoring of these controls, assessing their ongoing effectiveness, working with colleagues to address any weaknesses and tracking against agreed action plans, acting as Control Delegate at necessary fora.
• Support in defining and providing oversight in respect of outcomes management
• Provide assurance activity through monitoring of framework through established Controls.
• Foster and maintain positive and mutually respectful internal business relationships, specifically those with wider Consumer Duty stakeholders across Vulnerability Oversight and Supported Banking team.
  
  

To Be Successful, You Will

• 8-12 years of experience is required
• Masters & Bachelors degree is must
• Should have wealth management,governance forum,investment banking experience
• Experience into product management,portfolio management,private banking
• Understanding of the broad range of products and services
  
  

You’ll achieve more when you join HSBC

www.hsbc.com/careers

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”

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