Compliance Analyst Electronic Communication Surveillance

About Millennium

Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.

Meet the Team

The team that detects and reports potential market abuse (e.g., insider trading, layering, restricted-list violations) across the firm's trading activity, and manages regulatory correspondence with exchanges/regulators.

What You'll Do

• General electronic communications and trading surveillance reviews, including focus on potential insider trading and market manipulation.
• Monitor daily surveillance reports using exception reports and other tools.
• Review surveillance alerts, conduct analysis and escalate findings as needed.
• Assist the investigation and handling of the inadvertent receipt of material non-public information (MNPI).
• Assist with regulatory examinations, inquiries, investigations, and projects, as necessary.
• Draft and amend compliance related policies and procedures.
• Undertake special compliance related projects involving various inter-department stakeholders.
  
  

• Bachelor’s degree in finance, Economics or a related field is preferred, with a strong academic record.
• 3+ years of experience; prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.
• Experience in the securities and trading industry preferred, enthusiasm for trading markets.
• Knowledge of APAC financial markets preferred.
• Previous experience working with third-party surveillance platforms.
• Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication skills, both verbal and written.
• Ability to work effectively and independently with all levels of management and staff.