Risk Operations Specialist

Company Description

JOB DESCRIPTION

Tradeweb Markets is a world leader in the evolution of electronic trading. A fintech company serving approximately 2,500 clients – including the world’s largest banks, asset managers, hedge funds, insurance companies, wealth managers and retail clients -- in more than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify the fixed income markets. Tradeweb is a culture built on innovation, creativity and collaboration. Through a combination of very talented and driven people, innovative products and solutions, cutting-edge technology, market data, and a vast network of clients, we continue to work together to improve the way financial markets trade.

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.

https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf

Group Details

Tradeweb is seeking a Risk Operations Specialist to support our Risk team’s Client Due Diligence, Training Oversight and Policy Management programs. This role involves collaboration with internal stakeholders to support the maintenance of policy documents, aid in training oversight and assist with client due diligence tasks. The ideal candidate will be detail-oriented, collaborative, and capable of managing multiple responsibilities in a fast-paced environment. This position offers the opportunity to work across business units, corporate functions, and technology teams in a cross-functional capacity.

Job Responsibilities

• Assist with the daily execution of activities across the Policy Management, Training Oversight and Client Due Diligence programs
• Assist in the ongoing review, maintenance, and organization of policy documents as part of the firm’s Policy Management Program
• Collaborate with internal stakeholders across the organization to support client due diligence reviews, policy document updates and training governance activities
• Leverage existing tools and processes to execute job responsibilities
• Develop and enhance reporting with regards to areas of responsibility
• Proactively identify and recommend improvement opportunities across areas of responsibility
  
  

• 5+ years of experience in operations, risk, compliance, or a related function within financial services, fintech, banking, consulting, or applicable industries
• Bachelor’s degree in Risk Management, Business Administration, Finance, Economics, English, or a related field
• Strong verbal and written communication skills
• Ability to quickly understand business processes and underlying technologies across Tradeweb businesses
• Strong time management and organizational skills with the ability to manage competing priorities
• Attention to detail and ability to multitask in a high-paced environment
• Collaborative mindset with the ability to work independently and across all levels of the organization
• Experience working with cross-functional teams such as Cyber Risk, Information Security, Compliance, and others
• Familiarity with Microsoft PowerPoint, Excel, Confluence, SharePoint, and task management/reporting tools such as Asana/Monday.com
• Prior exposure to client due diligence processes, policy management or training programs is preferred
• Experience with GRC platforms is a plus (e.g., Archer, KY3P, Whistic )